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AMF Imposes €450,000 Penalty on Kerdiz Finance Over AML and Compliance Failures
A €450,000 penalty handed down by the AMF against Kerdiz Finance et Conseil and its senior managers has brought to light significant shortcomings in anti-money laundering controls, alongside broader regulatory breaches. The ruling targets an investment advisory firm that failed to comply with multiple obligations under French law, with authorities identifying serious weaknesses in due diligence, transaction monitoring, governance structures, and client protection measures. Th
3 hours ago5 min read
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